The following clients have direct knowledge of our firm’s processes from the inside and experienced our fierce advocacy. After years of litigation and removal from state to Federal court, the lawsuit was finally resolved through mediation in 2017. The investors were awarded more than $4.3 million to the receivership for the benefit of the investors.

Again, anyone in such a compromised position will do everything possible to avoid and evade legal repercussions. As such, it’s best that you hire a stock market lawyer to help you from the very beginning. Not only will this help you raise your chances of winning; you can also increase your odds of getting the fair compensation you deserve.

What is Stock Broker or Financial Advisor Fraud?

When you have been wronged by a stockbroker or your brokerage firm, you will need to pursue arbitration through the Financial Industry Regulation Authority . This way, you will be able to maximize the amount that you are able to recover from the fraudulent stockbroker in question as per the FINRA obligations that brokers must uphold. There are many other ways that a stockbroker could have defrauded you. If you’ve been a victim of unregistered trading, failure to execute trades, or some other type of broker misconduct, you may be able to secure repayment of your losses. Contact a qualified attorney for more information about how to proceed with your FINRA complaint.

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The aftermath can be financially devastating and emotionally traumatizing. Below, suffered losses in Coinbase stock will find resources related to investment and stockbroker fraud to help you learn more while you continue to consider your options. When your livelihood is on the line, experience can be one of the most vital attributes in an investment fraud attorney. Robert Pearce has the experience you will surely need to navigate the complexities of an investment fraud case.

These practices place your investment at a significantly increased risk over securities offered by the brokerage firm. This is because investors take a risk in every investment opportunity they pursue, and simply losing out on your investment isn’t necessarily grounds for FINRA arbitration or mediation. Below, we discuss the most common types of brokerage misconduct so that you will have a better idea as to the validity of your potential claim.